Identifying Audit Risks - Compliance and Going-Concern Issues

Course Overview
This course addresses red flags auditors should be mindful of in compliance audits, cybersecurity evaluations, and going-concern assessments. Topics include how to spot violations of legal and regulatory requirements, signs of inadequate cybersecurity measures, and how to evaluate the going-concern assumption in light of financial difficulties or operational risks. The course also discusses how auditors can respond to these red flags and ensure that potential issues are identified early, protecting both the organization and its stakeholders from future risks.  

Learning Objectives
Upon completion of this course, you will be able to:
•    Recognize red flags in compliance audits that suggest potential violations or regulatory risks
•    Identify cybersecurity risks and indicators of inadequate protection measures
•    Determine when going-concern issues require further assessment or disclosure
 

Revision Date:  NEW 1/24/25

Additional Contents : Complete, no additional material needed
Advance Preparation : None
Intended Participants : Any CPA looking to maintain or enhance their professional competence
Course Declaration : Participants must complete the final examination within one year of purchase. A minimum passing grade of 70% or better is required to receive CPE
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